Capital Markets

Capital Markets

The dynamic and regulated nature of capital markets, governed by Capital Markets Law No. 6362, requires a deep understanding of both legal frameworks and financial mechanisms. Companies operating in this sector must navigate a complex landscape that includes securities regulations, market conduct rules, and corporate governance standards. Our law firm provides comprehensive legal support to clients involved in capital markets, including issuers, investors, and financial institutions. 

Initial Public Offerings (IPOs) 

Initial Public Offerings (IPOs) are critical milestones for companies seeking to access capital markets and raise funds from the public. At LBF Partners, we provide comprehensive support throughout the IPO process, from the initial preparation and regulatory filings to post-IPO compliance. We guide our clients through the intricacies of the capital markets, ensuring a smooth transition to becoming a publicly traded entity. Whether it involves strategic evaluation, amending articles of association, or managing interactions with regulatory bodies like the Capital Markets Board (“CMB”) and Borsa İstanbul, we ensure that our clients' IPO journey is successful and aligned with their long-term business objectives. 

Securities Issuance and Regulation 

Capital markets are governed by stringent regulations designed to protect investors and ensure market integrity. Our team assists clients with the issuance of securities, including shares, bonds, and other financial instruments, while also providing support for capital increases, both paid-in and bonus issues, before the CMB. We guide clients through the regulatory requirements set by the CMB, ensuring compliance with disclosure obligations, prospectus requirements, and listing procedures. Our expertise extends to advising on IPOs, secondary offerings, and private placements. 

Corporate Governance and Compliance 

Maintaining high standards of corporate governance is crucial for companies operating in the capital markets. We provide legal advice on the governance structures, shareholder rights, and board responsibilities. Our services include drafting and reviewing corporate governance policies, advising on related party transactions, and ensuring compliance with CMB regulations and other relevant laws. We also assist clients in implementing effective compliance programs to manage legal risks and adhere to regulatory requirements. 

Licensing and Authorization 

Navigating the regulatory landscape for capital markets institutions requires careful attention to both establishment and permission for activity stages. Our law firm provides expert legal advisory services to support institutions such as intermediary institutions, investment companies and portfolio management companies through establishment and permission for activity stages. We assist with the preparation and submission of necessary documentation, compliance with regulatory requirements, and engagement with relevant authorities. Our expert team ensures that institutions meet all legal obligations efficiently and effectively, facilitating a smooth establishment process and ongoing operational compliance.  

Cryptocurrency Regulations 

The rapid evolution of the cryptocurrency market has prompted significant regulatory developments in Türkiye and globally. As digital assets continue to gain prominence, companies involved in cryptocurrency transactions must comply with emerging secondary regulations of CMB. Our expert team stays at the forefront of these changes, offering clients comprehensive legal advice on navigating the complex regulatory environment surrounding cryptocurrencies.  

M&A and Specialized Market Transactions 

In the capital markets, mergers and acquisitions are regulated exclusively by the CMB through secondary regulations due to the characteristics of publicly traded companies. Our firm offers extensive experience in advising on M&A transactions, whether they involve publicly traded companies or private entities. We conduct thorough due diligence, negotiate deal terms, and assist with regulatory approvals to ensure that our clients' transactions are successful and compliant with capital markets regulations. Additionally, we provide specialized legal advisory services for block trade agreements. These large-volume transactions involve significant financial stakes and require precise legal structuring to ensure compliance with relevant regulations and to protect our clients' interests. Our team is adept at navigating the complexities of block trades, ensuring that these agreements are executed smoothly and efficiently. 

Dispute Resolution 

Capital markets transactions can sometimes lead to disputes, our expert team provides robust legal representation in such disputes, advocating for our clients in courts, arbitration panels, or before regulatory bodies like the CMB, Borsa İstanbul, Turkish Capital Markets Association. We are committed to protecting our clients' interests and achieving favorable outcomes in all forms of dispute resolution. 

Regulatory Advisory and Market Conduct 

Compliance with market conduct rules is essential to maintain the integrity of capital markets. Our team advises clients on all matters related to capital markets before the CMB, Borsa İstanbul and Turkish Capital Markets Association. We help clients understand and comply with the rules governing market behavior, and we represent them in investigations and enforcement actions initiated by regulatory authorities. 

Our firm’s deep knowledge of the capital markets, combined with our practical experience, allows us to provide our clients with the legal guidance they need to successfully navigate the complexities of this sector. Whether you are issuing securities, engaging in M&A, or dealing with regulatory compliance, we are here to support your capital markets activities.